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Sr Analyst, Investment Ops - US Equity Trade Settlements

Business Management & Operations
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Nuveen, the investment manager of TIAA, offers a comprehensive range of outcome-focused investment solutions designed to secure the long-term financial goals of institutional and individual investors. Its affiliates offer deep expertise across a comprehensive range of traditional and alternative investments through a wide array of vehicles and customized strategies. 




US Equity Trade Settlements primary focus is on matching, confirmation, transmission, and settlement of US Equity securities. The successful candidate will be an experienced, energetic and contributing member of a highly driven group of professionals focused on settling US equity trades, as well as all tasks associated with the new account setup and account maintenance




  • Support Equity trade matching, confirmation, transmission, and settlement for all publicly traded securities
  • Maintain settlement data across various platforms for all accounts and brokers
  • Work directly with various custodians, brokers, and corporate action teams to facilitate any extraordinary settlement issues
  • Communicate effectively with Traders, Portfolio Managers, and other internal contacts at all levels in an effort to build strong working relationships with them
  • Work directly with IT or vendors to resolve any technical issues
  • Continually be looking for opportunities to improve systems and processes in order to achieve greater efficiency, accuracy, speed, and straight through processing in our daily tasks


  • 3-5 year experience in a Financial Services Operations area (Trade Operations, Settlements, Portfolio Accounting, Middle Office)
  • Solid understanding of the lifecycle of a trade from execution to settlement
  • Experience with Fixed Income and/or  Equity Settlements
  • 3-5 year experience with industry trade matching utilities, like DTCC ALERT, CTM, OASYS
  • 3-5 years' experience with Portfolio Accounting Systems, like Eagle PACE, Portia
  • 3-5 years' experience with order management systems, like Linedata’s Longview Trading System (LVTS), Charles River Investment Management Solution (CRD) (CRIMS)
  • Some understanding of operational risks and controls as well as identifying areas lacking controls and implementing new ones.




  •  Solid understanding of various Investment Management products (Pension funds, Mutual funds, Separate accts)
  • Exceptional communication skills, written and verbal
  • Experience in the Investment Management industry
  • Excellent in excel including macros, vlookups, pivot tables and other advanced skills
  • Solid understanding of SWIFT messaging and format



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We are an Equal Opportunity/Affirmative Action Employer. We will consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other legally protected status.


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United States, North Carolina, Charlotte

📁 Business Management & Operations


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