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Nuveen
Thanks for your interest in the Compliance Officer position. Unfortunately this position has been closed but you can search our 197 open jobs by clicking here.
QUALIFICATIONS:
 
 
Required:

- Bachelor’s degree
- Minimum 5 years in a Financial Services Firm

Preferred:

- Compliance experience, Personal Trading/Ethics background preferable
- PTA or comparable personal trading system knowledge is a plus
 
 
 
 
Equal Employment Opportunity is not just the law, it’s our commitment. Read more about the Equal Employment Opportunity Law.

 
If you need assistance applying due to being visually or hearing impaired, please email Careers Help.


This organization is an equal employment opportunity (EEO) employer, dedicated to maintaining a work environment free of bias, harassment, discrimination and retaliation. As an EEO employer, this organization expressly prohibits discrimination, harassment, and retaliation on the basis of race, creed, ethnicity, color, age, religion, sex, sex stereotype, pregnancy (including childbirth, breastfeeding or related medical conditions where applicable), sexual orientation, gender, gender identity, gender expression, transgender, marital status, national origin, ancestry, physical or mental disability, requesting a reasonable accommodation based on mental or physical disability, medical condition (as defined by applicable law), genetic history and information, citizenship status, military or veteran status, or any other status protected by federal, state, or local law or ordinance or regulation (collectively referred to here as “protected characteristics”).


 
*©2016 Teachers Insurance and Annuity Association of America (TIAA), 730 Third Avenue, New York, NY 10017

 
C23921
 

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